Broker Check

What You Need to Provide

The more we know about you, the better we can plan for you. A doctor cannot prescribe a treatment without running tests, and a mechanic cannot fix a vehicle without first looking under the hood. By seeing everything that you currently have we are able to best recommend what you should do with it. All information is treated with the strictest confidentiality.  

Financial Position

Financial Position

  • Budget / Cash Flow
  • Bank Account Balances
  • Mortgage Statement
  • Other Debt Statements or Details
  • Tax Returns for Past Two Years*


* Neither Voya Financial Advisors nor its representatives offer tax or legal advice. Please consult with your tax and legal advisors regarding your individual situation.

Employee Benefits

Employee Benefits

  • Two Recent Payroll Stubs
  • Group Benefits Summary
  • Health Ins Options
  • 401(k) Statement
  • 401(k) List of Options
Investment Statements

Investment Statements

  • IRA / Roth IRA
  • Pension
  • Social Security (Over 40)
  • Annuities
  • 529 / Other Investments
Insurance Statements

Insurance Statements

  • Life
  • Disability Income
  • Home & Auto
  • Long Term Care